Lai, Kin Lun 黎健倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Dealing in securities | 2014-08-14 | 2015-06-03 |
2 | Genting Securities Limited | Rep | Dealing in securities | 2015-09-21 | 2015-09-22 | RO | Dealing in securities | 2015-09-22 | 2019-08-31 |
3 | Matrix Securities Limited | RO | Dealing in securities | 2014-02-10 | 2014-06-30 |
4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-09-01 | 2013-05-01 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-10-18 | 2013-05-01 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-18 | 2013-05-01 | Rep | Advising on securities | 2008-07-30 | 2008-07-31 | Rep | Dealing in securities | 2019-09-20 | 2023-02-28 | Rep | Advising on securities | 2019-10-21 | 2023-02-28 |
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