Lee, Wesley Chun Yin 李俊賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2023-05-08 | 2024-05-24 | Rep | Dealing in securities | 2023-05-08 | 2024-05-24 |
| 2 | Leo Asset Management Limited | Rep | Advising on securities | 2024-10-24 | Rep | Asset management | 2024-10-24 |
| 3 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2018-06-01 | 2023-05-01 | Rep | Asset management | 2019-02-19 | 2023-05-01 | Rep | Advising on securities | 2021-01-29 | 2023-05-01 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-08-03 | 2013-08-02 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-03 | 2013-08-02 |
| 6 | Yuen Meta (International) Securities Limited | Rep | Dealing in securities | 2024-08-28 |
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