Ho, Mendy Chi Man 何志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-12-31 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-03-09 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-08 | 2015-12-25 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-03-18 | |
| 4 | WIN WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-26 | Rep | Advising on securities | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in securities | 2009-09-07 |
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