Yan, Pui Mun 甄珮雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-18 | 2008-06-30 | Rep | Dealing in securities | 2006-11-17 | 2016-09-16 |
2 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2003-05-24 | Rep | Advising on securities | 2003-05-24 | Rep | Asset management | 2003-05-24 | Rep | Advising on securities | 2004-01-29 | 2006-10-11 |
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