Ip, Kwai Keung 葉桂強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2009-06-17 | 2009-12-07 |
2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2008-05-26 | 2010-07-30 | Rep | Dealing in securities | 2010-04-22 | 2015-08-10 |
3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-07-15 | Rep | Advising on securities | 2015-06-26 |
4 | WM (HK) Limited | Rep | Advising on securities | 2005-12-23 | 2008-05-01 |
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