Lee, Kei Shun 李基舜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Airwallex Capital Hong Kong Limited | RO | Advising on securities | 2024-09-02 | RO | Asset management | 2024-09-02 |
| 2 | Asia Pacific Securities Limited | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Automated trading services | 2003-05-12 | Rep | Dealing in securities | 2003-10-20 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-04-17 | 2007-08-16 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-17 | 2007-08-16 |
| 5 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2007-09-20 | 2007-11-08 | RO | Dealing in securities | 2007-11-08 | 2008-05-21 | RO | Asset management | 2008-03-11 | 2008-05-21 |
| 6 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in securities | 2011-11-17 | 2014-01-02 | RO | Advising on securities | 2012-09-18 | 2014-01-02 |
| 7 | FORMAX SECURITIES LIMITED | RO | Dealing in securities | 2014-09-12 | 2015-12-11 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Automated trading services | 2003-10-30 | 2004-11-05 | Rep | Dealing in securities | 2003-10-30 | 2006-03-01 |
| 9 | Look's Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2018-04-12 | RO | Dealing in securities | 2018-04-12 | 2022-07-04 |
| 10 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2017-10-07 | RO | Dealing in securities | 2016-06-28 | 2017-10-07 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2007-03-26 | Rep | Leveraged foreign exchange trading | 2006-07-17 | 2007-03-26 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-07 | 2007-03-26 | Rep | Advising on securities | 2006-07-17 | 2007-03-26 |
| 13 | Public Securities Limited | RO | Dealing in securities | 2008-06-16 | 2011-09-29 |
| 14 | Safari Asia Limited | Rep | Advising on securities | 2018-02-07 | 2018-04-12 | RO | Advising on securities | 2018-04-12 | 2022-07-04 | RO | Asset management | 2018-04-12 | 2022-07-04 | RO | Dealing in securities | 2020-08-18 | 2022-07-04 |
| 15 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-06-19 | 2003-10-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy