Wong, Alex Wing To 黃穎濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AEM CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-12-20 | 2022-08-08 |
2 | AEM INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2021-12-21 | 2022-08-08 | RO | Dealing in securities | 2021-12-21 | 2022-08-08 |
3 | CENTAURUS CAPITAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-26 | 2013-05-01 | Rep | Asset management | 2012-11-26 | 2013-05-01 |
4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-04-24 | 2007-08-16 | Rep | Dealing in securities | 2006-04-24 | 2007-08-16 |
5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-24 | 2007-08-16 |
6 | FTI Capital Advisors (Hong Kong) Limited | RO | Advising on corporate finance | 2023-01-17 | RO | Advising on securities | 2023-01-17 | RO | Dealing in securities | 2023-01-17 |
7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-10 | 2009-02-28 |
8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2009-02-28 |
9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2013-09-30 | 2017-08-03 | Rep | Advising on securities | 2013-09-30 | 2017-08-03 | Rep | Dealing in securities | 2013-09-30 | 2017-08-03 | Rep | Advising on corporate finance | 2017-10-25 | 2018-02-14 | Rep | Advising on securities | 2017-10-25 | 2018-02-14 | Rep | Dealing in securities | 2017-10-25 | 2018-02-14 |
10 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2010-07-06 | Rep | Advising on corporate finance | 2009-05-25 | 2010-07-06 | Rep | Advising on securities | 2009-05-25 | 2010-07-06 |
11 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-12-03 | 2012-11-07 | Rep | Dealing in securities | 2010-12-03 | 2012-11-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy