Freyre-Sanders, Andrew David Nuno D.S.
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arrowpoint Investment Partners (Hong Kong) Limited | Rep | Asset management | 2024-06-27 | |
2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2014-03-24 | RO | Dealing in securities | 2014-03-24 | 2017-02-22 |
3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-10-27 | 2009-09-08 | RO | Dealing in securities | 2009-09-08 | 2010-03-08 | Rep | Dealing in securities | 2010-03-08 | 2012-06-30 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-06 | 2019-12-29 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-05-26 | 2017-08-17 | RO | Dealing in securities | 2017-08-17 | 2019-12-29 |
6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-07-28 | 2008-06-16 | Rep | Advising on securities | 2006-07-28 | 2008-06-16 | Rep | Dealing in futures contracts | 2006-07-28 | 2008-06-16 | Rep | Dealing in securities | 2006-07-28 | 2008-06-16 |
7 | RBS Asia Futures Limited | RO | Dealing in futures contracts | 2009-09-08 | 2010-03-08 | Rep | Dealing in futures contracts | 2010-03-08 | 2012-06-30 |
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