Wong, Andrew Tai Cheung 黃棣彰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-05-05 | 2005-05-17 | Rep | Dealing in securities | 2006-01-03 | 2009-01-09 | Rep | Advising on securities | 2007-12-05 | 2009-01-09 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-05-05 | 2005-05-17 | Rep | Dealing in securities | 2004-05-05 | 2005-05-17 | Rep | Dealing in futures contracts | 2006-01-03 | 2009-01-09 | Rep | Dealing in securities | 2006-01-03 | 2009-01-09 |
3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-08-12 | 2011-10-15 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2009-09-09 | 2011-03-24 | Rep | Dealing in securities | 2009-09-09 | 2011-03-24 |
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