Shih, Aaron 施昌勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-10-04 | 2014-02-12 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-15 | 2009-07-20 |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2008-12-11 | Rep | Dealing in securities | 2008-12-11 |
4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-03-05 | 2012-09-12 | Rep | Dealing in securities | 2012-03-05 | 2012-09-12 |
5 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-22 | 2015-07-10 |
6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-11 | 2012-02-17 | Rep | Advising on securities | 2009-09-30 | 2010-04-01 |
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