Lau, Karen Kam Yan 劉錦欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-04 | 2011-02-19 |
| 2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2011-03-01 | 2018-08-07 |
| 3 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2011-03-01 | 2011-09-30 |
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