Gocsei, Jean-Claude Renaud
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-01 | 2020-03-31 | Rep | Dealing in securities | 2018-11-01 | 2020-03-31 | RO | Dealing in futures contracts | 2020-03-31 | 2020-06-26 | RO | Dealing in securities | 2020-03-31 | 2020-06-26 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-12-16 | 2013-08-17 | Rep | Automated trading services | 2009-07-13 | 2013-08-17 | Rep | Dealing in futures contracts | 2009-07-13 | 2013-08-17 | Rep | Automated trading services | 2016-07-25 | 2016-11-29 | Rep | Dealing in futures contracts | 2016-07-25 | 2016-11-29 | Rep | Dealing in securities | 2016-07-25 | 2016-11-29 | RO | Automated trading services | 2016-11-29 | 2018-06-22 | RO | Dealing in futures contracts | 2016-11-29 | 2018-06-22 | RO | Dealing in securities | 2016-11-29 | 2018-06-22 |
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