Mak, Clifford Siu Wing 麥紹榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-01-03 | 2010-01-01 | Rep | Asset management | 2005-01-03 | 2010-01-01 | Rep | Dealing in securities | 2007-11-05 | 2010-01-01 |
2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-13 | 2011-12-31 |
3 | TCW ASIA LIMITED | RO | Advising on corporate finance | 2005-01-03 | RO | Advising on securities | 2005-01-03 | RO | Asset management | 2005-01-03 | Rep | Advising on securities | 2005-01-03 | 2005-01-03 | Rep | Asset management | 2005-01-03 | 2005-01-03 |
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