Lui, Kin Wai 呂健威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | RO | Advising on futures contracts | 2017-11-08 | 2018-04-20 | RO | Dealing in futures contracts | 2017-11-08 | 2018-04-20 | RO | Dealing in securities | 2017-11-08 | 2018-04-20 |
| 2 | Amber Hill Asset Management Limited | RO | Advising on securities | 2017-11-08 | 2018-04-20 | RO | Asset management | 2017-11-08 | 2018-04-20 |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-07-31 | 2014-05-03 | Rep | Asset management | 2013-07-31 | 2014-05-03 | Rep | Dealing in securities | 2013-07-31 | 2014-05-03 |
| 4 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-07-31 | 2014-05-03 | Rep | Asset management | 2013-07-31 | 2014-05-03 | Rep | Dealing in securities | 2013-07-31 | 2014-05-03 |
| 5 | Bright Fund Management Limited | Rep | Asset management | 2011-04-27 | 2013-07-28 | Rep | Advising on securities | 2011-07-11 | 2013-07-28 | Rep | Dealing in securities | 2011-07-11 | 2013-07-28 |
| 6 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-05-10 | 2019-07-03 | Rep | Asset management | 2019-05-10 | 2019-07-03 | RO | Advising on securities | 2019-07-03 | 2020-10-27 | RO | Asset management | 2019-07-03 | 2020-10-27 | RO | Advising on securities | 2021-12-09 | 2023-11-20 | RO | Asset management | 2021-12-09 | 2023-11-20 |
| 7 | China Vered Securities Limited | RO | Dealing in futures contracts | 2019-07-03 | 2023-11-20 | RO | Dealing in securities | 2019-07-03 | 2023-11-20 |
| 8 | Fenex Capital Management Limited | Rep | Asset management | 2014-06-12 | 2014-07-23 | RO | Asset management | 2014-07-23 | 2015-04-30 |
| 9 | GRT Capital Management Limited | Rep | Asset management | 2015-06-23 | 2015-07-03 | RO | Advising on futures contracts | 2015-07-03 | 2016-06-13 | RO | Advising on securities | 2015-07-03 | 2016-06-13 | RO | Asset management | 2015-07-03 | 2016-06-13 |
| 10 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-01 | 2007-05-28 |
| 11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-01 | 2007-05-28 | Rep | Dealing in securities | 2006-06-01 | 2007-05-28 |
| 12 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2007-07-06 | 2011-01-28 |
| 13 | SIGMA MANAGEMENT LTD | RO | Advising on securities | 2018-05-08 | 2019-03-25 | RO | Asset management | 2018-05-08 | 2019-03-25 |
| 14 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-07-25 | 2016-09-19 | RO | Asset management | 2016-09-19 | 2016-09-27 |
| 15 | TIANDA SECURITIES LIMITED | RO | Dealing in securities | 2016-09-19 | 2016-09-27 |
| 16 | Vered Asset Management Limited | RO | Advising on securities | 2020-09-30 | 2021-04-01 | RO | Asset management | 2020-09-30 | 2021-04-01 |
| 17 | Wealthy Global Financial Asset Management Limited | RO | Advising on securities | 2016-12-23 | 2017-07-31 | RO | Asset management | 2016-12-23 | 2017-07-31 |
| 18 | WEBULL SECURITIES LIMITED | Rep | Advising on securities | 2024-05-21 | 2024-05-29 | Rep | Dealing in futures contracts | 2024-05-21 | 2024-05-29 | Rep | Dealing in securities | 2024-05-21 | 2024-05-29 |
| 19 | Yino Asset Management Limited | RO | Advising on securities | 2024-10-14 | RO | Asset management | 2024-10-14 | RO | Dealing in securities | 2024-10-14 |
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