Fan, Kwan Ho 范君豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | Rep | Advising on securities | 2021-01-28 | 2021-02-04 | Rep | Asset management | 2021-01-28 | 2021-02-04 | Rep | Dealing in securities | 2021-01-28 | 2021-02-04 | RO | Advising on securities | 2021-02-04 | 2021-07-23 | RO | Asset management | 2021-02-04 | 2021-07-23 | RO | Dealing in securities | 2021-02-04 | 2021-07-23 | Rep | Dealing in futures contracts | 2021-04-12 | 2021-07-23 |
| 2 | Coast International Asset Management Limited | Rep | Advising on securities | 2021-07-26 | 2021-08-03 | Rep | Asset management | 2021-07-26 | 2021-08-03 | RO | Advising on securities | 2021-08-03 | RO | Asset management | 2021-08-03 |
| 3 | Finex Hong Kong Limited | RO | Dealing in securities | 2019-01-16 | 2020-02-03 | RO | Advising on securities | 2019-06-04 | 2020-02-03 | RO | Asset management | 2019-06-04 | 2020-02-03 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2018-11-15 |
| 5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2015-02-10 | 2018-11-15 |
| 6 | South China Investment Management Limited | Rep | Asset management | 2016-12-22 | 2017-02-27 | RO | Asset management | 2017-02-27 | 2018-11-15 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-12 | 2016-11-18 | RO | Dealing in securities | 2016-11-18 | 2018-11-15 |
| 8 | SPARC CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2020-07-31 | 2021-01-04 | RO | Asset management | 2020-07-31 | 2021-01-04 | RO | Dealing in securities | 2020-07-31 | 2021-01-04 |
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