Lee, Alan Ka Lun 李嘉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-08-30 | |
2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2011-07-01 |
3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-10-31 | 2008-06-28 | Rep | Dealing in securities | 2008-07-21 | 2011-07-01 |
4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-18 | 2016-12-15 | RO | Dealing in futures contracts | 2016-12-15 | 2017-06-15 | Rep | Dealing in futures contracts | 2017-07-26 | 2017-12-21 | RO | Dealing in futures contracts | 2017-12-21 | 2021-05-31 |
5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2012-04-23 | 2021-02-28 |
6 | South China Investment Management Limited | Rep | Asset management | 2017-01-05 | 2021-05-31 |
7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-18 | 2016-12-15 | RO | Dealing in securities | 2016-12-15 | 2021-05-31 |
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