Chui, Derry Tai Sun 徐大新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2019-09-09 | 2021-02-02 | RO | Leveraged foreign exchange trading | 2021-09-06 | 2021-12-17 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-24 | 2009-10-01 | Rep | Leveraged foreign exchange trading | 2004-05-24 | 2009-10-01 |
3 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-06-21 | 2012-12-12 | Rep | Leveraged foreign exchange trading | 2013-07-02 | 2013-11-22 | RO | Leveraged foreign exchange trading | 2013-11-22 | 2017-07-05 |
4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-15 | 2012-12-12 | Rep | Dealing in securities | 2013-07-02 | 2017-07-05 |
5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-03-14 | 2013-06-05 | Rep | Leveraged foreign exchange trading | 2013-03-14 | 2013-06-05 |
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