Pak, James Jinsung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-04-22 | 2008-07-02 | Rep | Advising on securities | 2004-04-22 | 2008-07-02 | Rep | Dealing in securities | 2004-04-22 | 2008-07-02 |
2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-04-22 | 2008-07-02 | Rep | Advising on securities | 2005-04-22 | 2008-07-02 | Rep | Dealing in securities | 2005-04-22 | 2008-07-02 |
3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-06-30 | 2009-09-04 | Rep | Advising on securities | 2009-06-30 | 2009-09-04 | Rep | Dealing in securities | 2009-06-30 | 2009-09-04 | RO | Advising on corporate finance | 2009-09-04 | 2012-07-04 | RO | Advising on securities | 2009-09-04 | 2012-07-04 | RO | Dealing in securities | 2009-09-04 | 2012-07-04 |
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