Kwan, Hin Sing 關顯聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-08-03 | 2012-12-15 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-10-15 | 2012-12-15 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-08-03 | 2012-12-15 |
4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-01-14 | |
5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | |
6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-01-14 | Rep | Advising on securities | 2015-03-18 |
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