Lee, Benjamin Tsi Bun 李錫斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Awaken Thunder Capital Limited | Rep | Advising on securities | 2024-05-03 | 2024-07-04 | Rep | Asset management | 2024-05-03 | 2024-07-04 | Rep | Dealing in securities | 2024-05-03 | 2024-07-04 | RO | Advising on securities | 2024-07-04 | RO | Asset management | 2024-07-04 | RO | Dealing in securities | 2024-07-04 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2013-06-28 | Rep | Dealing in securities | 2012-04-19 | 2013-06-28 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-03-16 | 2012-04-16 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-02-18 | 2012-04-16 |
| 5 | For Wise (HK) Limited | RO | Advising on securities | 2022-01-25 | 2022-03-31 | RO | Asset management | 2022-01-25 | 2022-03-31 | RO | Dealing in securities | 2022-01-25 | 2022-03-31 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2017-03-02 | 2018-12-31 | Rep | Dealing in securities | 2017-03-02 | 2018-12-31 |
| 7 | Shuang Ji (Hong Kong) Securities Limited | RO | Dealing in securities | 2019-02-18 | 2020-07-02 | RO | Advising on securities | 2019-02-18 | 2020-09-30 | Rep | Asset management | 2019-11-18 | 2020-09-30 |
| 8 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2013-11-01 | 2014-02-22 |
| 9 | XHK Limited | Rep | Dealing in securities | 2022-06-21 | 2022-10-18 | RO | Dealing in futures contracts | 2022-10-18 | 2023-10-19 | RO | Dealing in securities | 2022-10-18 | 2023-10-19 |
| 10 | Zhonghui International Securities Limited | RO | Advising on securities | 2021-06-30 | 2021-12-30 | RO | Dealing in securities | 2021-06-30 | 2021-12-30 |
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