Tam, Jackie Ching Kei 譚正己
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Bright Fund Management Limited | Rep | Asset management | 2012-01-27 | 2015-04-16 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-07-28 | 2015-04-16 |
3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-02-21 | 2015-04-16 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-07-28 | 2015-04-16 |
5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-04 | 2018-08-28 |
6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-05-04 | 2018-08-28 |
7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-05-04 | 2018-08-28 | Rep | Dealing in securities | 2015-05-04 | 2018-08-28 |
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