Liang, Cheng Chung 梁正中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2013-11-06 | 2021-05-07 | RO | Dealing in securities | 2015-03-09 | 2021-05-07 | RO | Advising on futures contracts | 2021-03-26 | 2021-05-07 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-11-06 | 2021-05-07 | RO | Dealing in futures contracts | 2014-03-03 | 2021-05-07 | Rep | Asset management | 2017-11-02 | 2021-05-07 |
| 3 | Open Securities Limited | Rep | Dealing in futures contracts | 2010-08-16 | 2011-08-04 | Rep | Advising on securities | 2010-08-16 | 2013-01-27 | Rep | Dealing in securities | 2010-08-16 | 2013-01-27 | RO | Dealing in futures contracts | 2011-08-04 | 2013-01-27 |
| 4 | YUANTA FUTURES (HK) CO., LIMITED | Rep | Asset management | 2023-10-03 | Rep | Advising on futures contracts | 2023-10-03 | 2024-12-17 | Rep | Advising on securities | 2023-10-03 | 2024-12-17 | Rep | Dealing in futures contracts | 2023-10-03 | 2024-12-17 | Rep | Dealing in securities | 2023-10-03 | 2024-12-17 | RO | Advising on futures contracts | 2024-12-17 | RO | Advising on securities | 2024-12-17 | RO | Dealing in futures contracts | 2024-12-17 | RO | Dealing in securities | 2024-12-17 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2013-02-06 | 2013-05-30 | Rep | Dealing in futures contracts | 2013-02-06 | 2013-05-30 | Rep | Advising on securities | 2013-02-06 | 2013-09-14 | Rep | Dealing in securities | 2013-02-06 | 2013-09-14 | RO | Advising on futures contracts | 2013-05-30 | 2013-09-14 | RO | Dealing in futures contracts | 2013-05-30 | 2013-09-14 | Rep | Advising on futures contracts | 2021-10-06 | 2023-08-15 | Rep | Asset management | 2021-10-06 | 2023-08-15 | Rep | Dealing in futures contracts | 2021-10-06 | 2023-08-15 | Rep | Dealing in securities | 2021-10-06 | 2023-08-15 | Rep | Advising on securities | 2021-12-08 | 2023-08-15 |
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