Ho, Karen Ka Yin 何家賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2006-11-16 | 2008-04-19 | Rep | Dealing in futures contracts | 2006-11-16 | 2008-04-19 | Rep | Dealing in securities | 2006-11-16 | 2008-04-19 |
| 2 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2005-11-01 | 2006-01-11 |
| 3 | Funderstone Securities Limited | Rep | Dealing in securities | 2005-11-01 | 2006-01-11 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-02-28 | 2006-10-22 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-02-28 | 2006-10-22 |
| 6 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-17 | 2006-02-24 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-04-22 | 2014-03-03 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2010-04-22 | 2014-03-03 | Rep | Leveraged foreign exchange trading | 2013-09-27 | 2014-03-03 |
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