Li, Kwok Kuen (SFC:AEK365) 李國權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Dealing in securities | 2012-01-18 | 2013-12-21 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-02-20 | Rep | Advising on securities | 2004-02-20 | Rep | Asset management | 2004-02-20 | Rep | Dealing in securities | 2012-01-14 |
| 3 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-12-27 | 2019-02-12 |
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