Poon, Eric Chi Lik 潘智力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | All-Stars Investment Limited | Rep | Advising on securities | 2019-06-21 | 2019-08-22 | Rep | Asset management | 2019-06-21 | 2019-08-22 | Rep | Dealing in securities | 2019-06-21 | 2019-08-22 | RO | Advising on securities | 2019-08-22 | 2022-06-15 | RO | Asset management | 2019-08-22 | 2022-06-15 | RO | Dealing in securities | 2019-08-22 | 2022-06-15 |
| 2 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2012-05-21 | 2012-11-14 | Rep | Advising on securities | 2012-05-21 | 2013-07-22 | Rep | Dealing in securities | 2012-05-21 | 2013-07-22 | Rep | Advising on futures contracts | 2012-06-22 | 2017-12-31 | RO | Asset management | 2012-11-14 | 2017-12-31 | RO | Advising on securities | 2013-07-22 | 2017-12-31 | RO | Dealing in securities | 2013-07-22 | 2017-12-31 |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-01-18 | 2011-02-28 |
| 4 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2007-03-01 | 2011-02-28 | Rep | Advising on securities | 2007-03-07 | 2011-02-28 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-07-08 | 2007-01-17 | Rep | Dealing in securities | 2003-07-08 | 2007-01-17 |
| 6 | Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2022-07-28 | 2022-09-14 | Rep | Asset management | 2022-07-28 | 2022-09-14 | RO | Advising on securities | 2022-09-14 | 2024-05-21 | RO | Asset management | 2022-09-14 | 2024-05-21 |
| 7 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2018-01-10 | 2018-04-04 | Rep | Asset management | 2018-01-10 | 2018-04-04 | RO | Advising on securities | 2018-04-04 | 2019-04-15 | RO | Asset management | 2018-04-04 | 2019-04-15 |
| 8 | Sensible Asset Management Limited | Rep | Advising on securities | 2018-01-10 | 2018-04-04 | Rep | Asset management | 2018-01-10 | 2018-04-04 | RO | Advising on securities | 2018-04-04 | 2019-04-15 | RO | Asset management | 2018-04-04 | 2019-04-15 |
| 9 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-03-07 | 2012-05-11 | Rep | Asset management | 2011-03-07 | 2012-05-11 | Rep | Dealing in securities | 2011-03-07 | 2012-05-11 |
| 10 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2018-01-10 | 2018-04-04 | Rep | Asset management | 2018-01-10 | 2018-04-04 | Rep | Dealing in securities | 2018-01-10 | 2018-04-04 | Rep | Advising on futures contracts | 2018-01-10 | 2019-04-15 | RO | Advising on securities | 2018-04-04 | 2019-04-15 | RO | Asset management | 2018-04-04 | 2019-04-15 | RO | Dealing in securities | 2018-04-04 | 2019-04-15 |
| 11 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2018-01-10 | 2018-04-04 | Rep | Asset management | 2018-01-10 | 2018-04-04 | Rep | Dealing in securities | 2018-01-10 | 2018-04-04 | Rep | Advising on futures contracts | 2018-01-10 | 2019-04-15 | RO | Advising on securities | 2018-04-04 | 2019-04-15 | RO | Asset management | 2018-04-04 | 2019-04-15 | RO | Dealing in securities | 2018-04-04 | 2019-04-15 |
| 12 | Value Partners Private Equity Limited | Rep | Advising on securities | 2018-01-10 | 2018-04-04 | Rep | Asset management | 2018-01-10 | 2018-04-04 | RO | Advising on securities | 2018-04-04 | 2019-04-15 | RO | Asset management | 2018-04-04 | 2019-04-15 |
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