Tse, Tina Siu 謝小娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2004-12-09 | Rep | Asset management | 2004-07-01 | 2004-12-09 |
2 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2004-12-09 | Rep | Asset management | 2004-12-09 |
3 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 |
4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-08-18 | 2012-07-26 | Rep | Asset management | 2011-08-18 | 2012-07-26 |
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