Coghill, James Arthur Lawrence
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-10-26 | 2016-05-06 | Rep | Advising on securities | 2016-07-15 | 2016-07-21 | Rep | Advising on securities | 2017-07-07 | 2017-07-12 | Rep | Advising on securities | 2018-01-29 | 2018-02-02 | Rep | Advising on securities | 2018-09-10 | 2018-09-14 | Rep | Advising on securities | 2018-10-05 | 2018-10-12 | Rep | Advising on securities | 2018-11-30 | 2018-12-07 | Rep | Advising on securities | 2019-02-25 | 2019-03-01 |
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