Chan, Shui Sum 陳瑞心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-02-06 | 2022-07-22 | Rep | Dealing in futures contracts | 2008-09-17 | 2022-07-22 |
| 2 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2022-08-25 | 2023-04-30 | Rep | Dealing in securities | 2022-08-25 | 2023-04-30 |
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