Thomas, Neil Laurence
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-03-15 | 2006-08-01 |
2 | MASON LAROCHE (HK) LIMITED | Rep | Advising on securities | 2005-03-30 | 2006-02-14 |
3 | WEALTH MANAGEMENT GROUP LIMITED | Rep | Asset management | 2007-03-08 |
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