Lam, Chi Shing (SFC:AJG004) 林志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-11-11 | 2004-02-09 |
| 2 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-09-12 | 2006-12-31 | Rep | Advising on securities | 2005-09-12 | 2006-12-31 | Rep | Asset management | 2005-09-12 | 2006-12-31 | Rep | Advising on corporate finance | 2007-06-21 | 2010-02-22 | Rep | Advising on securities | 2007-06-21 | 2010-02-22 | Rep | Asset management | 2007-06-21 | 2010-02-22 | RO | Advising on corporate finance | 2010-02-22 | RO | Advising on securities | 2010-02-22 | RO | Asset management | 2010-02-22 | RO | Dealing in securities | 2010-02-22 |
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