Ernst, Kaspar Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | RO | Asset management | 2004-07-12 | 2020-02-29 | RO | Advising on futures contracts | 2008-03-12 | 2018-05-10 | RO | Advising on securities | 2008-03-12 | 2018-05-10 | RO | Dealing in securities | 2012-09-13 | 2018-05-10 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2004-04-16 | Rep | Advising on securities | 2004-04-16 | Rep | Asset management | 2004-04-16 | Rep | Dealing in securities | 2004-04-16 |
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