Lee, Mei Chi 李美芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA INVESTMENT RESEARCH LIMITED | RO | Advising on securities | 2016-09-22 | RO | Asset management | 2016-09-22 |
2 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Asset management | 2005-12-13 | 2006-09-26 | RO | Asset management | 2006-09-26 | 2013-11-18 | RO | Advising on futures contracts | 2008-03-12 | 2013-11-18 | RO | Advising on securities | 2008-03-12 | 2013-11-18 |
3 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2004-11-15 | 2005-08-31 | Rep | Advising on securities | 2004-11-15 | 2005-08-31 | Rep | Asset management | 2004-11-15 | 2005-08-31 |
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