Kwan, Ka Tung 關家棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2011-05-17 | 2013-07-31 | Rep | Asset management | 2011-05-17 | 2013-07-31 |
2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-08-12 | 2014-09-25 | Rep | Dealing in securities | 2013-08-12 | 2014-09-25 |
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