Law, Man Wai 羅文偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Gather Wealth Financial Company Limited | Rep | Dealing in securities | 2010-10-13 | 2014-03-22 |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-26 | 2024-06-08 |
3 | HANTEC SECURITIES CO., LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2010-03-30 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-26 | 2014-04-23 |
5 | Nittan Securities Asia Limited | Rep | Dealing in securities | 2010-04-07 | 2010-09-30 |
6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-25 | 2020-03-23 |
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