Chen, Xin (SFC:AUF158) 陳欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Orient International Asset Management Limited | Rep | Advising on securities | 2015-09-29 | 2015-11-23 | Rep | Asset management | 2015-09-29 | 2015-11-23 | RO | Advising on securities | 2015-11-23 | 2017-07-28 | RO | Asset management | 2015-11-23 | 2017-07-28 |
2 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2014-03-05 | 2015-03-16 | Rep | Asset management | 2014-03-05 | 2015-03-16 | RO | Advising on securities | 2015-03-16 | 2015-07-31 | RO | Asset management | 2015-03-16 | 2015-07-31 |
3 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-12-14 | 2014-02-18 | Rep | Asset management | 2009-12-14 | 2014-02-18 |
4 | HBM Partners Hong Kong Limited | RO | Advising on securities | 2021-01-07 | RO | Asset management | 2021-01-07 |
5 | Mega Success Investment Management Limited | RO | Advising on securities | 2017-12-28 | 2018-10-04 | RO | Asset management | 2017-12-28 | 2018-10-04 |
6 | NEXTCORE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-05-21 | 2020-07-31 | RO | Asset management | 2019-05-21 | 2020-07-31 |
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