Ho, Kar Ming (SFC:AFU408) 何嘉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2014-06-09 | 2014-08-29 |
2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-03-26 | 2009-03-31 |
3 | INFINITY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-27 | 2022-05-16 | Rep | Asset management | 2020-10-27 | 2022-05-16 |
4 | INTERNATIONAL COMMERCE CORPORATION | Rep | Advising on securities | 2011-04-06 | 2012-03-29 | Rep | Asset management | 2011-04-06 | 2012-03-29 |
5 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2010-06-03 | 2011-02-28 |
6 | PYRMONT WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-21 | 2014-05-31 | Rep | Asset management | 2013-10-21 | 2014-05-31 |
7 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-09-28 | Rep | Asset management | 2004-09-28 | Rep | Advising on securities | 2004-10-13 | Rep | Dealing in securities | 2005-04-04 |
8 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2005-12-01 | 2006-07-06 |
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