Tse, Brenda Ka Yee 謝嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2015-08-07 | 2015-08-10 | Rep | Asset management | 2015-08-10 | RO | Advising on securities | 2015-08-10 |
2 | EnTrustPermal (Hong Kong) Limited | RO | Dealing in securities | 2006-03-09 | 2015-07-30 | RO | Advising on securities | 2007-08-27 | 2015-07-30 |
3 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | Advising on corporate finance | 2004-09-30 | Rep | Asset management | 2005-02-22 | Rep | Advising on securities | 2005-04-27 | Rep | Dealing in securities | 2005-04-27 |
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