FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on futures contracts 2007-10-31 2008-09-11
C Advising on securities 2007-01-19 2008-09-11
C Asset management 2007-01-19 2008-09-11
C Dealing in securities 2007-01-19 2008-09-11

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