Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2007-08-17 | C | 2010-03-10 | 2013-11-01 |
| C | Advising on futures contracts | 2003-08-13 | 2013-11-01 |
| C | Advising on securities | 2003-08-13 | C | 2007-01-15 | 2013-11-01 |
| C | Asset management | 2003-08-13 | C | 2007-01-15 |
| C | Dealing in futures contracts | 2003-08-13 | 2019-03-20 |
| C | Dealing in securities | ||
| C | Leveraged foreign exchange trading | 2008-07-14 | 2015-01-05 |
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