FRM (Australia) Pty Limited
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Dealing in securities | 2006-10-16 | 2006-10-20 | C | 2006-12-04 | 2006-12-08 | C | 2007-03-05 | 2007-03-09 | C | 2007-04-16 | 2007-04-20 | C | 2007-07-13 | 2007-07-14 | C | 2007-08-08 | 2007-08-09 | C | 2007-11-05 | 2007-11-07 | C | 2008-01-21 | 2008-02-01 | C | 2008-02-25 | 2008-03-14 | C | 2008-03-31 | 2008-04-19 | C | 2008-04-21 | 2008-05-16 |
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