FINANCIAL RISK MANAGEMENT LIMITED

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Dealing in securities 2005-09-30 2005-10-29
C 2006-05-08 2006-05-12
C 2006-10-16 2006-10-20
C 2006-12-04 2006-12-08
C 2007-03-05 2007-03-11

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