BANK OF MONTREAL
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2005-03-31 | |
| R | Advising on securities | 2005-03-31 | R | 2008-10-17 |
| R | Asset management | 2005-03-31 | R | 2013-01-25 | 2021-06-18 |
| R | Dealing in securities | 2008-10-17 |
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