BANK OF MONTREAL

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
R Advising on corporate finance 2005-03-31
R Advising on securities 2005-03-31
R 2008-10-17
R Asset management 2005-03-31
R 2013-01-25 2021-06-18
R Dealing in securities 2008-10-17

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