SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2003-08-08 | |
C | Advising on futures contracts | 2004-09-13 | |
C | Advising on securities | ||
C | Asset management | ||
C | Dealing in securities |
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