SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2005-01-06
C Advising on securities 2017-10-02
C 2017-10-03
C Asset management 2005-01-06
C Automated trading services 2003-07-21
C Dealing in securities 2017-10-02
C 2017-10-03

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