FIRST SECURITIES (HK) LIMITED 第一證券(香港)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2004-11-17 | |
C | Advising on securities | 2004-11-17 | |
C | Asset management | 2004-11-17 | C | 2009-08-03 |
C | Automated trading services | 2003-05-02 | 2003-07-04 |
C | Dealing in securities |
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