Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
C/R | Activity | From | Until |
---|---|---|---|
C | Advising on corporate finance | 2003-10-24 | |
C | Advising on securities | 2003-10-24 | |
C | Asset management | 2003-10-24 | |
C | Automated trading services | 2003-11-07 | |
C | Dealing in securities | 2017-02-12 | |
C | Leveraged foreign exchange trading | 2012-03-15 | 2017-02-12 |
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