Sino-Rich Securities & Futures Limited 中順證券期貨有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2004-07-02
C 2005-09-17 2011-05-16
C Advising on futures contracts 2012-06-21
C Advising on securities 2004-07-02
C 2012-06-21
C Asset management 2004-07-02
C 2013-09-02
C Dealing in futures contracts 2010-11-17
C Dealing in securities

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