Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance
C Advising on futures contracts 2013-01-09
C Advising on securities
C Asset management 2005-01-28
C Automated trading services 2007-05-03
C 2008-03-31
C Dealing in futures contracts 2013-04-26
C Dealing in securities

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