CSI Corporate Finance (HK) Limited
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2019-03-29 | |
| C | Advising on futures contracts | 2004-07-30 | |
| C | Advising on securities | 2004-07-30 | C | 2007-08-01 | 2019-03-29 |
| C | Asset management | 2006-05-02 | |
| C | Dealing in securities | 2019-03-29 |
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