CANADIAN IMPERIAL BANK OF COMMERCE
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2014-01-10 | |
| R | Advising on securities | 2005-03-14 | R | 2012-04-27 |
| R | Asset management | 2005-03-14 | R | 2006-12-13 | 2013-07-05 |
| R | Dealing in securities |
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